Password:  InsightPerth



1.    Intended Audience

This paper is intended for the developers/writers of reports from your financial and sales systems.

 

2.    Background

Department of Finance requires as part of the Common Use Arrangement (CUA) information relating to your Customer Contracts and sales under the CUA.  You will be required to supply this information in an Excel spreadsheet referred to as a “Customer Contract Report” and “Sales Report”.

To manage the large number of reports being received Department of Finance has implemented a database warehouse solution.  This database provides Department of Finance with the tools to better analyse information, enabling CUAs to be more closely tailored to Government’s needs as well as providing superior contract management support information.  It is also likely that market share information and comparative performance information may be provided to you on your relative performance under the CUA.

 

3.    Report Requirements

Implementation of the database solution means that report formats must meet minimum standards relating to layout and content.  

Two reports will be required quarterly:  

A.    Customer Contract Report

This report will record all Customer Contracts awarded in that quarter.  The Customer Contract Report will also be used to record any variations to a Customer Contract (i.e. changes to contract term or contract value) in the quarter that the variation has occurred. 

B.    Sales Report

This report will report on all invoices issued, corresponding to a Customer Contract, in that quarter.   

For instructions on how to complete these reports see Attachment 1A: Customer Contract Report and Attachment 2A: Sales Report

Note: A ‘nil report’ must be submitted for reporting periods with no contracts or invoices for both the Customer Contract Report and Sales Report (see section 5.1 Nil Report).

 

3.1    Reporting Frequency

Reporting will be on a quarterly basis and due 30 calendar days after the end of the calendar quarter.

3.2    File Naming Convention for Reports

Reports are to be named in the format below:

            CUA and Panel Number YYMM YYMM Supplier Name

For Example:

Customer Contract Report

                        ICTS2021A 2104 2106 Company ABC

 

Sales Report

                        ICTS2021B 2104 2106 Company ABC

The naming of the report is made up of the CUA Number (ICTS2021) and report (A or B), the date range of the report (eg. 2104 2106 is April 2021 to June 2021) and the supplier name (Company ABC).

3.3    Delivery Method 

Online Portal 

Finance uses an online portal for the lodgement of reports. Information on this will be provided separately including detail about training and user guides.

3.4    Report Formats

The essential requirements for the format are as follows:

·       Flat file format i.e. headings in the first line only

·       Consistent and not changed over time

·       Data fields should have normalised data

·       Data rows show each transactional line

·       Provided electronically in a *.csv or MS Excel format

3.5    Data Set

Please see Attachment 1A: Customer Contract Report and 1B: ICTS2021 Dataset Field Descriptions and 2A: Sales Report and 2B: ICTS2021 Dataset Field Descriptions for the required dataset for reporting under the Information and Communications Technology CUA. Reports must include all sales to all Approved register of who can buy from CUAs.

4.    Implementation

It is strongly recommended that you develop a report that extracts data directly from your financial/sales system in the required format avoiding manual manipulation of reports to meet the needed standard.  The advantage of developing reports in this manner is that it minimises errors, simplifies production of reports on an ongoing basis and significantly reduces the resources required to produce the reports.

5.    Report Business Rules

The specific business rules that reports must comply with are listed below.

5.1    Nil Report

A “Nil Report” is where there has been no business conducted with government agencies for that quarter. A blank report with only the header information will need to be submitted.

5.2    Spreadsheets

·       Auto filter must not be turned on anywhere within the spreadsheet

·       Spreadsheets must not contain data for more than one reporting period

·       Summaries are not to be included as the first tab on any spreadsheets

5.3    Worksheets

·       No hidden worksheets

·       No leading or trailing spaces in worksheet names

·       No totals or sub-totals

·       No hidden columns

·       No additional columns

·       No merged cells

·       No charts, logos or other embedded objects

·       No strikethrough fonts 

·       No formatting

·       No text in numeric fields (such as ‘Nil’ in a quantity or currency ($) field)

·       No blanks in numeric fields - use zeroes (‘0’)

·       No currency ($) formatting with a dash - use zeroes instead (‘0’)

·       No drop down lists

·       No dittos or blank fields to represent repeated data - each row must be self-contained

·       A blank cell does not mean the same as the cell above - repeat information on the following row

·       Information should be in a separate column and not embedded in a description

5.4    Columns

·       One header row – do not merge cells

·       Each column name is unique (must match column names in Attachment 1B: ICTS2021 Dataset Field Descriptions and Attachment 2B: ICTS2021 Dataset Field Descriptions, as applicable)

·       Each column must represent one type of information

·       The column name must not change over time (it cannot represent a changing value like a month)

·       No hidden columns

5.5    Data 

·       Do not include sub-totals or totals

·       Do not use abbreviations

·       Dedicate a row (line) of information for each specific product/service (do not mix product or service data on the same line)

·       Quantity columns can’t be blank - use zeroes (‘0’) if necessary

·       Use Department of Finance product codes unless otherwise agreed

·       Our preference for the date format is dd/mm/yyyy

·       Our preference for the currency format is ‘0.00’ (2 decimal places)

·       All columns are mandatory unless otherwise indicated

 

6.    Contacts

 

Contract Manager

Olivia Osment

CUAICTS2021@finance.wa.gov.au

Telephone:       (08) 6551 1375

 

Data Analytics and Reporting

Brendan Collins

Brendan.Collins@finance.wa.gov.au

Telephone:      (08) 6551 1435

 

 

 

Attachment 1A: Customer Contract Report

ICTS2021 – Information and Communications Technology Report Format

Contractors must report a Customer Contract in the quarter that it was awarded.  Contracts are only required to be reported once.  i.e. if the Customer Contract was awarded in March 2021 for a 6 month term, you will report the Customer Contract in the quarter January 2021 to March 2021 (2101  2103).

  

Below is an example of reporting for a Customer Contract.

 

The green highlighted fields are mandatory for all new Customer Contracts

The green and yellow highlighted are mandatory for all Time Based ICT Customer Contracts optional for Outcome as a Service or Outcomes Based.

The blue, green and yellow (if applicable) highlighted are mandatory for reporting any contract variations in that quarter.

 

 

 

 

 


 

Example of a NIL report – No new contracts established in the quarter

 

 

 

 

Example of a Contract Extension/Variation – Where only an extension/variation has been executed in the quarter

 

 

 


 

Attachment 1B: ICTS2021 Dataset Field Descriptions – Dataset Format

Column

Field (column) Header

Format

Description

Mandatory

Validations

A

CUA Number

Text

CUA Number that the customer contract was established under.

Yes

Must be either 14008, ICTS2015 or ICTS2021

B

Buying Entity

Text

Non-abbreviated name of the entity that the order originated from e.g. “Department of Finance”

Yes

Cannot be blank, Cannot be N/A

Cannot be 0

C

Customer Contract Title

Text

The name of the Customer Contract supplied by the agency and generally entered in Tenders WA e.g. ”Program Management Services”

Yes

Cannot be blank, Cannot be N/A

Cannot be 0

D

Customer Contract Number

Text

The name of the Customer Contract supplied by the agency and generally entered in Tenders WA e.g. ”FIN12345”

Yes

Cannot be blank, Cannot be N/A

Cannot be 0

E

Contract Start Date

Date

The date the Customer Contract commenced e.g. “1/3/2020

Yes

DD/MM/YYYY

F

Initial Contract Term (months)

Number

The initial duration of the Customer Contract in months not including any extension options e.g. 6 

Mandatory if applicable 

Must be in number of months

G

Number of contract extensions

Number

If there is an extension option on the Customer Contract e.g. 3 years plus 2 - 1 year extensions? If yes enter 2. If the Customer Contract is for a fixed term enter 0.

Mandatory if applicable

Must be Y or N

H

Duration of extension option (months)

Number

If there is an extension option on the Customer Contract enter the total number of months.  e.g. 12

Mandatory if applicable

Must be in number of months. If not applicable enter 0

I

Is this an extension/variation to a contract?

Text

If the Customer Contract has been extended or varied enter Y or N.  Only to be reported when the extension is executed or a variation completed.

Only for reporting an extension or variation

Can be blank

J

What is the new contract length? (Including Initial Contract Length)

Number

The original duration of the contract plus the extension in months e.g. 6 

Only for reporting an extension or variation

Must be in number of months

K

Buying Contact Name

Text

Non-abbreviated first name and surname of the contact within the entity e.g. “Joe Smith”

Yes

Cannot be blank, Cannot be N/A

Cannot be 0

L

Buying Contact Phone

Text

Phone number of the entity contact e.g. “0400 000 000”

Yes

Cannot be blank, Cannot be N/A

Cannot be 0

 

Column

Field (column) Header

Format

Description

Mandatory

Validations

M

Buying Contact Email

Text

Email address of the entity contact e.g. joe.smith@finance.wa.gov.au

Yes

Cannot be blank, Cannot be N/A  Cannot be 0

N

Category

Text

ICT category (1,2 or 3) service falls within.

Yes

Refer to Attachment 3

O

Customer Contract Model

Text

Specifies if the contract is an Outcome as a Service (OaaS), Outcomes Based Contract or a Time Based Contract for an ICT Role. Enter OS for Outcome as a Service, OB for outcomes based and TB for time based. Contracts that are time based must also have fields N-P completed

Yes

Must be OS, OB or TB

P

ICT Role or Outcome Description

Text

The position as per attachment 3 that the contractor is doing/filling.

Mandatory for Time Based contracts. Optional for OaaS or Outcomes Based 

For TB refer to Attachment 4 for valid ICT Role Titles

Free text for OS or OB

Q

 

Unit of Measure

 

Text

How the contractor will charge by hour, week, month, quarter or year. 

Mandatory for Time Based contracts. Optional for OaaS or Outcomes Based

Leave blank if not applicable 

R

Quantity

Number

Number of hours, weeks, months, quarters or years the unit price is made up of.

Mandatory for Time Based contracts. Optional for OaaS or Outcomes Based

Number

S

 

Unit Rate

 

Currency

The rate per hour, day, week, month, quarter or year (including GST) that will be charged

Mandatory for Time Based contracts. Optional for OaaS or Outcomes Based

 Leave blank if not applicable 

 

 

 

 

 

 

 

Column

Field (column) Header

Format

Description

Mandatory

Validations

T

Service Commitment

Text

How the service is delivered. Ad-hoc, On-demand, Full time or Part time

Optional

Refer to Attachment 4

U

Service Complexity

Text

The complexity of the service being delivered.  ie is it being delivered by an individual, small team, complex project etc.

Optional

Refer to Attachment 5

V

Total Contract Value/New Contract Value Inc GST

Currency

The total value of the contract including GST or for and extension/variation the original value of the contract plus the extension/variation value.  

Yes

Currency

 

 

 

         
 Attachment 2A: Sales Report

ICTS2021 – Information and Communications Technology Report Format

 

If you have any invoices for a Customer Contract in the quarter you will report them in the Sales Report.

 

The green highlighted fields are mandatory for all sales.

 

The green and yellow highlighted fields are mandatory for all Time Based ICT Customer Contracts.

 

The entries in the example above relate directly back to the customer contracts reported in Attachment 1A. In following reports you will only report spend for the quarter. You will only report customer contracts again if there has been an extension/variation to the original customer contract.

 

 

Example of a Nil Sales Report

 

 

 


 

Attachment 2B: ICTS2021 Dataset Field Descriptions – Dataset Format

Column

Field (column) Header

Format

Description

Mandatory

Validations

A

CUA Number

Text

CUA Number that the customer contract was established under.

Yes

Must be either 14008, ICTS2015 or ICTS2021

B

 Buying Entity

Text

Non-abbreviated name of the entity that the order originated from e.g. “Department of Finance”

Yes

Cannot be blank, Cannot be N/A

Cannot be 0

C

Customer Contract Number

Text

The name of the contract supplied by the agency and generally entered in Tenders WA e.g. ”FIN12345”

Yes

Cannot be blank, Cannot be N/A

Cannot be 0

D

Invoice Number

Text

The number of the invoice issued to the entity

Yes

Cannot be blank, Cannot be N/A

Cannot be 0

E

Invoice Date

Date

The date the invoice was raised e.g. “1/3/2020

Yes

DD/MM/YYYY

F

Category

Text

ICT category (1,2 or 3) service falls within.

Yes

Refer to Attachment 3

G

 ICT Role or Outcome   description

Text

The position as per attachment 3 that the contractor is doing/filling.

Mandatory for Time Based contracts. Optional for OaaS or Outcomes Based

Refer to Attachment 4 for valid  ICT Role Titles

Free text for OS or OB

H

 Unit of Measure

Text

The basis used for the unit rate ie hour, day, week, month, quarter or year (including GST) that has been charged

Mandatory for Time Based contracts. Optional for OaaS or Outcomes Based

Leave blank if not applicable 

 

Column

Field (column) Header

Format

Description

Mandatory

Validations

I

Quantity

Number

Total number of units invoiced for this period

Mandatory for Time Based contracts. Optional for OaaS or Outcomes Based

Number

J

Unit Rate

Currency

The rate per hour, day, week, month, quarter or year (including GST) that has been charged

Mandatory for Time Based contracts. Optional for OaaS or Outcomes Based

Leave blank if not applicable 

K

Invoice Total Inc GST

Currency

The total value invoices issued including GST.  

Yes

Currency

 

 

Attachment 3: Department of Finance Allocated Codes

CUA Category

Category

Category Description

1

ICT Planning, Consultancy and Advisory Services

2

ICT Implementation Services

3

ICT Operations and Management Services

Where a procurement crosses multiple categories use the format below

1,2

ICT Planning, Consultancy and Advisory Services and  ICT Implementation Services

1,3

ICT Planning, Consultancy and Advisory Services and  ICT Operations and Management Services

2,3

ICT Implementation Services and  ICT Operations and Management Services

1,2,3

ICT Planning, Consultancy and Advisory Services,  ICT Implementation Services and  ICT Operations and Management Services

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Attachment 4: Department of Finance Allocated Codes

Valid Role Descriptions for Time Based ICT Roles

Application Architect

ICT Support Engineer

 

Automation Architect

ICT Systems Test Engineer

 

Automation Engineer

ICT Trainer

 

Cloud Analyst

Information Systems  Auditor

 

Cloud Architect

Multimedia Specialist

 

Data Analyst

Network Administrator

 

Data Architect

Network Analyst

 

Database Administrator

Network Engineer

 

Enterprise Architect

Service Delivery Manager

 

Enterprise Security Architect

Service Desk Technician

 

Hardware Technician

Site Reliability Engineer

 

ICT Business Analyst

Software and Applications Programmers

 

ICT Business Development Manager

Software Architect 

 

ICT Change Manager

Software Engineer

 

ICT Consultant

Software Tester

 

ICT Customer Support Officer

Solutions Architect

 

ICT Governance Specialist

Systems Administrator

 

ICT Program Manager

Systems Analyst

 

ICT Project Manager

Technical/ Infrastructure Architect

 

ICT Quality Assurance Engineer

Test Manager

 

ICT Risk Manager

User Experience Architect 

 

ICT Security Advisor

Web Administrator

 

ICT Security Architect/Designer

Web Designer

 

ICT Security Consultant

Web Developer

 

ICT Security Manager

 

 

 

 

Attachment 5: Service Commitment Categorisation

 

Ad-hoc

Services commitment varies based upon client needs by mutual agreement

On-demand

Service commitment varies based upon contracted service based upon Service Level Agreement (SLA)

PT

Service commitment regular part-time based upon overall contract service requirement

FT

Service commitment regular full-time based upon overall contract service requirement

 

Attachment 6: Service Complexity Categorisation

 

Individual

Services backed by broader vendor team expertise including replacement/substitution  

Specialist

Individual specialist professional services

Team Small

Services delivered in fulfilment of contracted project outcomes as part of small team (<5), backed by broader vendor team expertise

Team Medium

Services delivered in fulfilment of contracted project outcomes as part of medium team (6-10), backed by broader vendor team expertise

Team Large

Services delivered in fulfilment of contracted project outcomes as part of large team (11+), backed by broader vendor team expertise

Complex Project

Services delivered in fulfilment of contracted project outcomes as part of composite team, including multiple interactions within vendor and client organisations, backed by broader vendor team expertise

Managed Service

Complex Managed Service including service specification, service level agreement(s) and key performance indicators.